Series 63

The Series 63 is developed by NASAA and administered by FINRA, and is typically taken alongside the Series 7 or SIE by candidates becoming registered representatives. It tests the Uniform Securities Act as adopted at the state level. The exam has 60 scored questions over 75 minutes, with a passing score of 72%. This course covers each tested area, with emphasis on registration requirements and business practices, which together make up most of the exam.