Your career in the securities industry starts here.
FRC’s Securities Industry Essentials Exam Preparation takes you through every area of the SIE exam in 20 structured chapters, so you build a solid foundation and walk into the exam room ready. Study at your own pace, with flexible, interest-free payment plans available.
The SIE is the entry-level FINRA exam for anyone starting out in the securities industry. It tests your knowledge of how the markets work, the products traded in them, how trading and customer accounts are handled, and the rules that govern the industry and the people who work in it.
This course is built around the official FINRA content outline, chapter by chapter. Every chapter explains the material in depth, in plain English, with realistic examples, so you understand why an answer is right rather than memorising patterns. Whether you are a student, a career changer or preparing for your first role at a firm, the course takes you from first principles to exam-ready.
The 20 chapters are grouped into four sections that match the four areas of the exam and their weighting. Each chapter comes with its own introduction and study guide explaining what the chapter covers, how to study it and what to focus on. Each chapter must be successfully assessed before the next chapter unlocks, so you build your knowledge in the right order and never move on with gaps.
Start with Chapter 1 and work through the chapters in order. Read each chapter’s study guide first, work through the material, then complete the assessment. Steady, regular study sessions work better than cramming, and the assessments show you exactly where to focus.
Passing the SIE is also the first step towards the Series 7, Series 63 and Series 65. The foundations you build here carry straight into those exams and into your career.
Videos are not held inside the course portal. All FRC video lessons live in the FRC Dictionary, alongside on-page quizzes, flash cards and explanations of FINRA rules, SEC regulations and wider industry topics. This gives you the full picture of the industry and its regulation, rather than limiting your learning to videos tied only to the course material.
With a Professional Membership, your verified Digital Profile shows the courses you are studying, the chapters you have completed and your real-time assessed progress, so employers can see genuine evidence of your development instead of an unverified claim on a resume.
You can share your profile with your FRC QR code, add a Video Resume introducing who you are and what you bring, and include your profile with job applications, giving hiring teams the confidence to shortlist you with less risk.
Your SIE study becomes more than exam preparation: it becomes proof of commitment that employers can track and verify.
FRC Memberships are an optional addition, purchased separately, and are not included in the price of any course.
$129.00
Per Month
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