The Career Path Into Financial Advisory, From Certification to SEBI Registration

Financial advisors in India typically register with SEBI as Registered Investment Advisers (RIAs), which requires passing the NISM Series X-A and X-B examinations, meeting minimum educational and net worth requirements, and formal registration. Those distributing mutual funds instead register with AMFI after passing the NISM Series V-A exam. Most entrants hold a degree in commerce, finance or a related field before pursuing these certifications. Here's exactly how to build a career as a financial advisor in India.