The Career Path Into Investment Advice, From Licensing to Registration

Investment advisors in Hong Kong typically become SFC-licensed representatives under Type 4 (advising on securities) or Type 9 (asset management), after passing the relevant Hong Kong Securities and Investment Institute (HKSI) licensing examinations. Most entrants hold a degree in finance, economics or business, then join a bank, brokerage or licensed fund manager to complete this licensing while building client experience. Here's exactly how to build a career as an investment advisor in Hong Kong.