The Career Path Into Investment Advice, From Licensing to Registration

"Investment Advisor" is a formally regulated title in Canada, requiring completion of the Canadian Securities Course and the Conduct and Practices Handbook Course, followed by a 90-day training program while sponsored by a CIRO-member investment dealer. Most entrants join a bank-owned brokerage or independent dealer to complete this training while building client relationships. Ongoing licensing and proficiency requirements apply throughout the career. Here's exactly how to build a career as an investment advisor in Canada.